Horan, Stephen M
Associate Professor
- 910.962.3510
Phone
Horan, Stephen M
Associate Professor
Positions
- Associate Professor, Economics and Finance , Cameron School of Business
- Program Coordinator, Cameron School of Business , Academic Affairs 2022-09-01 -
Publications
Selected Publications
Academic Article
| Year | Title | Altmetric |
|---|---|---|
| 2022-11-01 | Levered and Inverse Exchange-Traded Products: Evidence from Simulations.
The Journal of Alternative Investments.
25.
2022-11-01
|
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| 2022-10-01 | ESG Investment Performance Evaluation: An Integrated Approach.
The Journal of Investment Management.
20:18.
2022-10-01
|
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| 2022-08-01 | ESG Investment Outcomes, Performance Evaluation, and Attribution.
CFA Institute Research Foundation Research Briefs.
2022-08-01
|
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| 2022-01-01 | The State of ESG Investing: A Portfolio Management Perspective.
The Journal of Impact & ESG Investing.
2022-01-01
|
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| 2015-01-01 | Fire, Ready, Aim: An After-Tax Target Few Have in Their Sights.
IMCA Investments & Wealth Monitor.
2015-01-01
|
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| 2015-01-01 | The Future of Wealth Management: Unpicking Where the Puck is Going.
Global Wealth & Private Banking Review.
2015-01-01
|
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| 2014-01-01 | The Influence of a Family Business on Portfolio Management: An Asset-Liability Management Approach.
Journal of Wealth Management.
17:16.
2014-01-01
|
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| 2014-01-01 | The future of wealth management is built on trust.
Global Wealth & Private Banking Review.
2014-01-01
|
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| 2013-04-01 | The Taxation Paradox: It’s Global, Not Local.
Journal of Wealth Management.
15:11.
2013-04-01
|
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| 2013-01-01 | Human Capital and Behavioral Biases: Why Investors Don’t Diversify Enough.
Journal of Wealth Management.
16:12.
2013-01-01
|
|
| 2013-01-01 | Risk-Sharing Implications for Roth IRA Conversions: Fact and Fiction.
Financial Services Review.
22:21.
2013-01-01
|
|
| 2013-01-01 | Technology and The Family Office.
Journal of Wealth Management.
16:12.
2013-01-01
|
|
| 2012-01-01 | Two Key Concepts for Wealth Management and Beyond.
Financial Analysts Journal.
68:8.
2012-01-01
|
|
| 2011-01-01 | Perspectives from the Literature of Private Wealth Management.
Journal of Wealth Management.
14:32.
2011-01-01
|
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| 2011-01-01 | What Can Wealth Managers Learn from Pension Fund Managers: Applying Asset-Liability Management to the Private Client.
Wealth Management and Private Banking Review.
2011-01-01
|
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| 2010-01-01 | Private Wealth Management: A Review.
Research Foundation of CFA Institute.
2010-01-01
|
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| 2009-01-01 | (R)evolutionary Forces in Wealth Management.
Wealth Management and Private Banking Review.
2009-01-01
|
|
| 2009-01-01 | IRAs Under Progressive Tax Rate Regimes and Income Growth.
Financial Services Review.
18:16.
2009-01-01
|
|
| 2009-01-01 | Strategies for Maximizing Social Security Benefits: A Reply.
Journal of Wealth Management.
12:3.
2009-01-01
|
|
| 2009-01-01 | Tax-Aware Investment Management Practice.
.
12:17.
2009-01-01
|
|
| 2008-01-01 | After-Tax Performance Measurement.
Journal of Wealth Management.
11:14.
2008-01-01
|
|
| 2008-01-01 | After-Tax Value of Annuities.
Financial Services Review.
17:15.
2008-01-01
|
|
| 2008-01-01 | Can Third-Party Payments Benefit the Principal? The Case of Soft Dollar Brokerage.
International Review of Law and Economics.
28:21.
2008-01-01
|
|
| 2008-01-01 | Tax-Adjusted Portfolio Optimization and Asset Location: Extensions and Synthesis.
Journal of Wealth Management.
11:17.
2008-01-01
|
|
| 2007-01-01 | An Alternative Approach to After-Tax Valuation.
Financial Services Review.
16:15.
2007-01-01
|
|
| 2007-01-01 | Applying After-Tax Asset Allocation.
Journal of Wealth Management.
10:9.
2007-01-01
|
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| 2007-01-01 | Principles of After-Tax Asset Allocation.
Wealth Management and Private Banking Review.
2007-01-01
|
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| 2006-01-01 | Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts.
Journal of Financial Planning.
19:13.
2006-01-01
|
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| 2006-01-01 | Withdrawal Location with Progressive Tax Rates.
Financial Analysts Journal .
62:10.
2006-01-01
|
|
| 2005-01-01 | Tax-Advantaged Savings Accounts and Tax-Efficient Wealth Accumulation.
Research Foundation of CFA Institute.
2005-01-01
|
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| 2004-01-01 | Breakeven Holding Periods for Tax-Advantaged Savings Accounts with Early Withdrawal Penalties.
Financial Services Review.
13:14.
2004-01-01
|
|
| 2004-01-01 | Implied Volatility of Oil Futures Options Surrounding OPEC Meetings.
The Energy Journal.
25:22.
2004-01-01
|
|
| 2003-01-01 | Choosing Between Tax-Advantaged Savings Accounts: A Reconciliation of Standardized Pre-tax and After-tax Frameworks.
Financial Services Review.
12:18.
2003-01-01
|
|
| 2002-01-01 | After-tax Valuation of Tax-Sheltered Assets.
Financial Services Review.
11:23.
2002-01-01
|
|
| 2002-01-01 | The Effect of Incomplete Markets: Evidence from the Issuance of Convertible Securities.
The Journal of Accounting and Finance Research.
10.
2002-01-01
|
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| 2001-01-01 | A Re-examination of Tax-deductible IRAs, Roth IRAs, and 401(k) Investments.
Financial Services Review.
10:13.
2001-01-01
|
|
| 2001-01-01 | What Did Equity Index Options Tell Us About the Y2K Computer Bug?.
The Journal of Accounting and Finance Research.
9:12.
2001-01-01
|
|
| 2000-01-01 | A Protocol for Using Electronic Messaging for Academic Committee Deliberations.
Journal of Higher Education Policy and Management.
22:10.
2000-01-01
|
|
| 2000-01-01 | The Welfare Effects of Soft Dollar Brokerage: Law and Economics.
Research Foundation of the Association of Investment Management and Research (now CFA Institute).
2000-01-01
|
|
| 1998-01-01 | A Comparison of Indexing and Beta among Pension and Non-pension Assets.
Journal of Financial Research.
21:20.
1998-01-01
|
|
| 1997-01-01 | An Analysis of Nondeductible IRA Contributions and Roth IRA Conversions.
Financial Services Review.
6:13.
1997-01-01
|
Presentations
- The End of ESG Investing, AICPA Engage 2023-06-01
- Advising the ESG Investor: A Non-political View based on Outcomes and Evaluation, ACE Academy 2023-05-01
- Review of Coordinated Engagements (Discussant), American Economic Association Annual Meeting 2023-01-01
- The State of ESG Investing, Invesco Portfolio Management Forum 2023-01-01
- Levered and Inverse Exchange-Traded Products: Evidence from Simulations, UNCW CSB E&F Research Seminar 2022-11-01
- Private Markets Due Diligence, Mackenzie Alternative Assets for Private Clients 2022-11-01
- The State of ESG Investing, Invesco EMEA All-Hands 2022-11-01
- ESG Investment Performance Evaluation: An Integrated Approach, Journal of Investment Management Insights 2022-10-01
- The State of ESG Investing, Corporate Governance Academic Days 2022-10-01
- Private Markets Due Diligence, Mackenzie Alternative Investments for Financial Advisors 2022-09-01
- Private Markets Due Diligence, Mackenzie Private Markets for Financial Advisors 2022-09-01
- The State of ESG Investing, Journal of Impact and ESG Investing 2022-08-01
- The State of ESG Investing, UNCW CSB Economics & Finance Research Seminar 2022-03-01
- What Wealth Managers Need to Know About Evaluating Investment Manager Performance, AICPA-PFP Annual Conference 2022-01-17
- The End of ESG Investing, Journal of Investment Management Climate Change: Investment Management Implications 2021-10-01
- The Wealth Manager's Guide to Investment Performance, Financial Navigator 2012-02-22
- Private Wealth Seminar, A Comprehensive Approach to Managing Private Client Assets: The Life Balance Sheet 2011-11-15
- CICA Advanced Personal Financial Planning Conference, Structuring HNWI Assets and Liabilities: Lessons from Pension Plan Sponsors 2011-11-08
- Life-Cycle Saving & Investing, Consumer Finance 101 for Financial Educators, Financial Advisors, and Regulators 2011-05-24
- Asset-Liability Management in a Private Client Environment, AICPA-PFS Annual Conference 2011-01-11
- Tax-Efficient Portfolio Optimization and Tax-Efficient Withdrawal Strategies, AICPA-PFS Annual Conference 2011-01-11
- What a Wealth Manager Needs to Know About Performance Measurement in 2011 and Beyond, AICPA-PFS Annual Conference 2011-01-11
- Global Estate Planning, Merrill Lynch Financial Advisors’ Program, Wharton School of Business 2010-08-19
- Tax Efficient Asset Allocation and Investing for Private Clients, Merrill Lynch Financial Advisors’ Program, Wharton School of Business 2010-08-19
- Incorporating Human Capital into Private Wealth Management, Wealth Management Conference, Toronto CFA Society 2010-05-04
- IRAs Under Progressive Tax Rate Regimes and Income Growth, Financial Management Association Meetings 2009-08-03
- Asset Allocation for Taxable Private Clients, Wealth Management Conference, Toronto CFA Society 2009-05-15
- Optimal Withdrawal Strategies to Bridge Accumulation and Distribution, Managing Retirement Income 2009-02-11
- The Future of Pensions and Retirement in the U.S., Boston University Life-Cycle Saving and Investing Conference 2008-10-24
- Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts, Conference on Optimal Withdrawal Strategies 2008-10-15
- Private Wealth Management: A Sampling of the Issues, AIM Conference at New York University Stern School of Business 2008-10-15
- After-Tax Value of Annuities, Academy of Financial Services Annual Meeting 2008-10-14
- Tax-Adjusted Portfolio Optimization: Extensions and Synthesis, Financial Management Association Meetings 2008-10-12
- Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts, Merrill Lynch Due Diligence Conference 2007-12-11
- Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts, Financial Planning Association’s Virtual Learning Center 2007-12-11
- Soft Dollar Brokerage: Case Closed, CFA Institute Staff Professional Development Event 2007-11-03
- After-Tax Performance Measurement, Financial Planning and Analysis Roundtable at the Financial Management Association 2007-10-06
- Partnership and Coordination: The Role of the Regulator and Industry in Investor Education, IFEI/IOSCO conference 2007-10-02
- Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts, Financial Planning Association of New York 2007-09-03
- Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts, CFA Society of Buffalo 2007-01-22
- Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts, Financial Planning Association Annual Convention 2006-10-24
- Asset Location: Fundamental Concepts and Rules of Thumb, CFA Society of Rochester 2006-04-17
- Tax-Advantaged Savings Accounts and Tax Efficient Wealth Accumulation, Financial Planning Association Annual Retreat 2006-04-03
- Do Soft Dollars Benefit Investors: Agency Problem or Solution?, Conflict of Interest in Financial Markets Conference at Vanderbilt University 2006-03-03
- The Value of Switching Options for Retirees Facing Uncertain Tax Rates, Academy of Financial Services Association Meetings 2005-12-18
- Soft Dollars: What are they and why do you care, Olean Exchange Club 2004-09-14
- Breakeven Holding Periods for Tax-Advantaged Savings Accounts with Early Withdrawal Penalties, Financial Management Association Meeting 2004-05-12
- Does Soft Dollar Brokerage Benefit Portfolio Investors? Agency Problem or Solution?, Academy of Financial Services Meeting 2003-08-05
- Choosing Between Tax-Advantaged Savings Accounts: A Reconciliation of Standardized Pre-tax and After-tax Frameworks, Academy of Financial Services Meetings 2003-08-04
- Looking at Today’s Financial Markets through Capital Market History, Olean Exchange Club, Olean New York 2003-03-23
- The Behavior of Implied Volatility of Oil Futures Options Surrounding OPEC Meetings, American Academy of Accounting and Financing Meetings 2003-02-14
- Do Soft Dollars Benefit Investors: Agency Problem or Solution? , Norwegian School of Management, Oslo, Department of Financial Economics 2002-05-03
- Do Soft Dollars Benefit Investors: Agency Problem or Solution, Humboldt University of Berlin, School of Business and Economics 2002-05-02
- The Welfare Effects of Soft Dollar Brokerage: Law and Economics, University of Hamburg Conference on Alternative Perspectives in Finance 2002-04-11
- The Welfare Effects of Soft Dollar Brokerage: Law and Economics, University of Cincinnati School of Law 2002-03-08
- Regulation Fair Disclosure (FD): Truth and Consequences, Buffalo Chapter of the New York Society of Security Analysts 2002-02-17
- The Welfare Effects of Soft Dollar Brokerage: Law and Economics, University of Pennsylvania, Wharton Financial Institutions Center Conference on Distribution and Pricing of Delegated Portfolio Management 2002-02-01
- What Did Equity Index Options Tell Us About the Y2K Computer Bug, American Academy of Accounting and Finance Meetings 2001-09-15
- Common Stock Price Behavior Surrounding the Issuance of Convertible Securities, American Academy of Accounting and Financing Meetings 2001-09-14
- Common Stock Price Behavior Around the Issuance of Convertible Securities, Southwest Finance Association Meetings 1999-10-16
- The Soft Dollar Debate: Agency Theory and Evidence, Southwest Finance Association Meetings 1999-10-12
- Common Stock Price Behavior Around the Issuance of Convertible Securities, Academy of Financial Services Meetings 1999-09-16
- Soft Dollars: Theory and Evidence, Institute for International Research Directed Brokerage and Soft Dollar Practices West Coast Forum 1999-09-14
- The Soft Dollar Debate, Agency Theory and Evidence 1998-12-11
- An Analysis of Nondeductible IRA Contributions and Roth IRA Conversion, Prudent Investor Seminar at the State University of New York at Buffalo 1998-07-08
- Portfolio Management, Private Information, and Soft Dollar Brokerage: Agency Theory and Evidence 1998-05-12
- The Soft Dollar Debate: Theory and Evidence, Securities and Exchange Commission 1998-05-01
- A Comparison of Indexing, Asset Class Choice and Beta among Pension and Non-pension Assets, Financial Management Association International Meetings 1997-08-28
- The Soft Dollar Debate: Theory and Evidence, Financial Management Association International Meetings 1997-04-20